FINOP Focus - Expense Sharing Agreement Best Practices
![FINOP Focus - Expense Sharing Agreement Best Practices](https://www.podcastworld.io/podcast-images/oyster-stew-a-broth-of-financial-services-commentary-and-ins-2hjmqw4l.webp)
The requirement for broker-dealers to provide to regulators their expense sharing agreements is not new, yet it still keeps coming up in FINRA’s exam priorities every year. In this Oyster Stew Podcast our experts discuss what is requirements and some of the finer points of creating expense sharing agreements.
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