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Explore " finop" with insightful episodes like "FINOP Focus - Expense Sharing Agreement Best Practices", "6 Reasons a Fractional CFO Makes Sense" and "FINOP FOCUS: 2021 Exam Priorities" from podcasts like ""Oyster Stew - A Broth of Financial Services Commentary and Insights", "Oyster Stew - A Broth of Financial Services Commentary and Insights" and "Oyster Stew - A Broth of Financial Services Commentary and Insights"" and more!

Episodes (3)

FINOP Focus - Expense Sharing Agreement Best Practices

The requirement for broker-dealers to provide to regulators their expense sharing agreements is not new, yet it still keeps coming up in FINRA’s exam priorities every year. In this Oyster Stew Podcast our experts discuss what is requirements and some of the finer points of creating expense sharing agreements.

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Oyster Stew - A Broth of Financial Services Commentary and Insights

en-usAugust 11, 2022

6 Reasons a Fractional CFO Makes Sense

Experts Rob Hall and Bob Milburn discuss the role of a Fractional CFO, what qualifications you should look for and when it makes sense to hire one.

Oyster Stew - A Broth of Financial Services Commentary and Insights

en-usOctober 28, 2021

FINOP FOCUS: 2021 Exam Priorities

Don't be a findings in next year's FINRA Exam Priorities report.
Join our FINOP and Finance experts Rob Hall, Clark Tucker and Jeff Harpel as they discuss the repeated and new findings and recommendations in FINRA's 2021 Examination and Risk Monitoring Program.

Oyster Stew - A Broth of Financial Services Commentary and Insights

en-usApril 22, 2021

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finop

Episodes (3)

FINOP Focus - Expense Sharing Agreement Best Practices

6 Reasons a Fractional CFO Makes Sense

FINOP FOCUS: 2021 Exam Priorities